ASIC issues roadmap to crypto regime
New licensing regime approved, full compliance due by October 2027
- By: James Langton
- April 21, 2026 April 20, 2026
- 06:00
New licensing regime approved, full compliance due by October 2027
Marc-André Gosselin and Nicolas Vincent to assume new roles in May and August, respectively
Regulators seek boost in reporting thresholds to reduce small firm demands
Supreme Court to consider whether to allow appeal from ex-BMO client
Regulators reach deal to support cross-listing in Canada and France
Exchange aims to trade tokenized versions alongside traditional securities
Firms no longer qualify for narrower online advisor exemption
Proposals out for 90-day comment period, final regime slated for Jan. 1, 2028
Reforms seek to ease burden, impediments to short activity
Regulator looks to rebalance supervisory needs with costs, data privacy
Courts have discretion to award costs against a person acting for estate
Alleged scheme ended in double murder-suicide back in 2023
Tribunal approved OSC's settlement with Liquidnet Canada
The regulator's consulting on its proposed guidance before new crypto sector rules take effect
U.S. DoJ has US$40 million to pay back from US$4-billion scam
Regulator sets out vision for fostering financial innovation
Middle East conflict exacerbating existing strains on financial markets
Regulator details how firms can avoid triggering registration
Court to hear appeal from man convicted after OSC appealed his acquittal
Firm failed to pay attention to red flags in rep's trading activity
Hedge fund trader pleaded guilty in market manipulation case
Tipster denied payout after first alerting media, prompting SEC investigation
Tribunal to consider settlement with Liquidnet over allegedly faulty controls