2014 Advisors’ Report Card: Behind the numbers
Pablo Fuchs, senior editor at Investment Executive, and Clare O’Hara, staff writer, discuss key findings from the 2014 Advisors’ Report Card.
- By: Pablo Fuchs
- August 22, 2014 October 31, 2019
- 11:45
Latest news in Industry News
Taxes no longer a pain in the app for SMEs: CRA
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Bank of America to pay record US$16.65B penalty
Banks reaches mortgage settlement
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Canadians more satisfied with advisors
Edward Jones ranks highest among full service firms for a second straight year
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ECB identifies systemically important payments systems
Goal is to ensure efficient management of risks and sound governance arrangements
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Manulife to introduce specialty drug program
Insurer to partner with Bayshore HealthCare
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- August 21, 2014 August 21, 2014
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Investment dealer wanted for 7,000 accounts
Public Guardian and Trustee for Ontario issues RFP
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- August 20, 2014 August 20, 2014
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CIBC recognized for leadership in online banking
Bank continues to innovate
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- August 19, 2014 August 19, 2014
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Deficiencies continue in U.S. broker-dealer audits: PCAOB
Accounting regulator expresses concern over the nature and number of continuing issues
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N.Y. regulators fine PwC US$25 million
Firm suspended two years from new bank consulting
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- August 18, 2014 August 18, 2014
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Caisse posts 6.7% return on investment
Net assets climb to $214.7 billion in first half
- By: IE Staff
- August 15, 2014 August 15, 2014
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Bridgehouse announces scholarship winners
10 winning submissions highlight growing investor knowledge among young Canadians
- By: Fiona Collie
- August 15, 2014 August 15, 2014
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BMO Nesbitt wins appeal in RRSP case
Dealer within its rights to refuse to deregister shares in a private company
- By: James Langton
- August 14, 2014 August 14, 2014
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IOSCO aims to improve rule-making process for global markets
IIAC’s Ian Russell reports on a recent meeting of global regulators and industry players
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- August 14, 2014 August 14, 2014
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TMX to acquire microwave business of Strike Technologies
TMX Atrium to provide microwave connectivity network for North American market
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- August 14, 2014 August 14, 2014
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Fiera posts strong Q2 results, hikes dividend
AUM increase by $1.7 billion
- By: IE Staff
- August 13, 2014 August 13, 2014
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TMX chief to stay until Oct. 31
Search for Tom Kloet’s replacement underway
- By: The Canadian Press
- August 13, 2014 August 13, 2014
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Financial Horizons to acquire Performance Financial Services
Kitchener-based MGA continues to expand presence in Western Canada
- By: Megan Harman
- August 13, 2014 August 13, 2014
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Police seek pair after $7M investment scam
Two former Toronto residents facing fraud, theft and money laundering charges
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- August 12, 2014 August 12, 2014
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Scotiabank overtime settlement approved
Class action members invited to make claims for any overtime that was worked but not previously compensated
- By: Fiona Collie
- August 12, 2014 August 12, 2014
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More than 14,000 candidates pass Level III CFA exam
Globally nearly 55,000 investment professionals passed Level I, II, and III exams
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- August 12, 2014 August 12, 2014
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Sandwich generation short $560,000 for retirement: report
More than half of Canadians aged 45-64 are currently caring for children, aging relatives, or both
- By: Fiona Collie
- August 12, 2014 August 12, 2014
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Desjardins makes the Big Seven
Desjardins Capital Markets has joined the country’s top dealers in the fixed-income space
- By: James Langton
- August 11, 2014 August 11, 2014
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Payday coming for Madoff victims
NY attorney general wins court battle against Madoff estate trustee
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- August 8, 2014 August 8, 2014
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