Advisor ordered to repay transition loan
Court rules Canaccord made best efforts to accommodate IIROC restrictions imposed on advisor switching firms
- By: James Langton
- January 3, 2014 December 14, 2017
- 09:50
Latest news in Industry News
Nasdaq OMX to take 5% stake in Borsa Istanbul
Turkish exchange plans to become international hub
- By: IE Staff
- January 2, 2014 December 14, 2017
- 11:40
Cheques in the mail for victims of fraudster Earl Jones
Cheques totalling $12 million have been sent to victims of convicted pyramid-scheme operator
- By: The Canadian Press
- December 23, 2013 December 14, 2017
- 19:00
Australia to revise best interest standard
New governments amendments to recent reforms are designed to ease burdens on advisors and the industry
- By: James Langton
- December 23, 2013 December 14, 2017
- 11:00
Only a quarter of Canadians consider end-of-year tax deadlines
The majority of Canadians remain unfamiliar with deadlines for charitable donations, final RRSP contributions and TFSA withdrawals
- By: IE Staff
- December 23, 2013 December 14, 2017
- 10:05
‘RRSP stripping’ tax case loses a pre-trial round
The Concenta-Olympia group of appeals has met with a set-back in the Tax Court of Canada
- By: Patricia Chisholm
- December 20, 2013 December 14, 2017
- 16:00
Great-West responsible for ex advisor’s fraud: judge
Former clients of Gary Palmer awarded more than $500,000
- By: Geoff Kirbyson
- December 19, 2013 December 14, 2017
- 12:30
Court restores previously dismissed investor lawsuit
The original suit against two brokerages and an insurer was dismissed for unreasonable delay
- By: James Langton
- December 19, 2013 December 14, 2017
- 11:50
RBC launches interactive 2013 online annual report
Report includes video messages from senior executives
- By: IE Staff
- December 19, 2013 December 14, 2017
- 10:30
BYOD risks: Keeping tabs on your company’s mobile information
A new white paper calls on business to do a better job of protecting privacy in a “bring your own device world”
- By: Patricia Chisholm
- December 19, 2013 December 14, 2017
- 08:00
BMO Nesbitt overtime class action to proceed
Court denies brokerage firm’s leave to appeal
- By: Fiona Collie
- December 18, 2013 December 14, 2017
- 17:20
CSA pause brings Advocis relief
Ban on embedded commissions will hurt middle-class Canadians, association says
- By: IE Staff
- December 18, 2013 December 14, 2017
- 10:00
Basel study confirms variations in how banks calculate risks
The variation increases with the complexity of trading positions
- By: James Langton
- December 17, 2013 December 14, 2017
- 15:40
FCAC announces video contest winners
Videos demonstrate that students know the importance of money management and who to turn to for financial advice
- By: IE Staff
- December 17, 2013 December 14, 2017
- 10:40
Penncorp becomes La Capitale Financial Security
New name reflects the disability insurer’s key position in the La Capitale group
- By: IE Staff
- December 17, 2013 December 14, 2017
- 10:05
Flaherty blocks CPP improvement plans, provinces say
Ontario prepared to go it alone with pension improvements
- By: Julian Beltrame
- December 16, 2013 December 14, 2017
- 19:40
Canadian investors looking for safety: BMO
Survey finds many Canadians believe a market correction is likely within the next 10 years
- By: IE Staff
- December 16, 2013 December 14, 2017
- 15:30
NBDB streamlines fee structure
Discount brokerage caps annual administration fees
- By: IE Staff
- December 16, 2013 December 14, 2017
- 14:00
No evidence of fraud in Rizzuto refund cheque case, CRA says
Investigation finds that chain of events that led to the issuance of the cheque could not have been deliberately manipulated
- By: James Langton
- December 13, 2013 December 14, 2017
- 17:00
Proposed OM exemption not supported by the facts, FAIR Canada says
Investor advocacy group questions the wisdom of creating new exemptions targeting retail investors
- By: James Langton
- December 13, 2013 December 14, 2017
- 16:30
Standard Life boosts retail market, group insurance teams
Two industry veterans appointed
- By: IE Staff
- December 13, 2013 December 14, 2017
- 10:30
Top court dismisses fund companies’ appeal
Market timing class action suit can proceed against AIC and CI Mutual Funds
- By: James Langton
- December 13, 2013 December 14, 2017
- 10:15
New app makes deposit insurance calculation easy
CDIC launches mobile estimator app
- By: IE Staff
- December 13, 2013 December 14, 2017
- 09:30
Talk to clients about tax deadlines
A new study finds that more than one third of Canadians leave all thought of taxes to the last minute just before the April deadline
- By: Fiona Collie
- December 13, 2013 December 14, 2017
- 08:00
Canada can learn from U.S. experience, says IIAC chief
U.S. and Canadian securities firms face many of the same challenges
- By: James Langton
- December 12, 2013 December 14, 2017
- 11:00