Gravitas to buy Portfolio Strategies shares
Gravitas intends to purchase 40% of mutual fund dealer’s parent company
- By: IE Staff
- November 14, 2013 December 14, 2017
- 08:30
Latest news in Industry News
Consumer group calls for more scrutiny of credit card loyalty programs
There is little in the way of protection for consumers
- By: James Langton
- November 13, 2013 December 14, 2017
- 16:00
Class action against Canadian Western Trust to proceed
Court rejects motion seeking leave to appeal certification
- By: James Langton
- November 13, 2013 December 14, 2017
- 12:35
Sants resigns from Barclays
The former head of the UK Financial Services Authority has been on sick leave since the beginning of October
- By: James Langton
- November 13, 2013 December 14, 2017
- 11:25
CSI celebrates advisor success
New campaign showcases success stories of designation holders
- By: Fiona Collie
- November 13, 2013 December 14, 2017
- 11:10
Virtual Brokers launches penny commissions
Online brokerage introduces two new investing products
- By: IE Staff
- November 13, 2013 December 14, 2017
- 11:00
Empire Life named best life insurance company in Canada
Award recognizes record 2012 earnings and the firm’s commitment to community investment
- By: IE Staff
- November 13, 2013 December 14, 2017
- 10:30
ICE closes US$11 billion deal for NYSE
Newly combined company operates 16 global exchanges and five central clearing houses
- By: James Langton
- November 13, 2013 December 14, 2017
- 10:15
Distinguished Advisor Conference: Keep abreast of tax policy changes, tax expert advises
Proposed amendments in a number of areas could affect clients’ financial plans
- By: Tracy LeMay
- November 12, 2013 December 14, 2017
- 11:00
Front Street acquires Jemekk Capital
Money manager adds Long/Short and Total Return Platforms
- By: IE Staff
- November 12, 2013 December 14, 2017
- 10:00
LGBT investors more optimistic than other investors: UBS
However, the LGBT community still has more personal financial concerns than investors generally
- By: James Langton
- November 12, 2013 December 14, 2017
- 07:30
Ontario judge sets costs in class actions involving Nesbitt, Manulife
Access to justice is becoming too expensive
- By: James Langton
- November 11, 2013 December 14, 2017
- 15:10
HSBC, JPMorgan top global banks capital surcharge list
Canadian banks still absent from list of global systemically important banks
- By: James Langton
- November 11, 2013 December 14, 2017
- 12:00
Canadian regulation of advisors exceeds global models: report
Analysis examines the question of whether it is necessary to introduce a fiduciary duty on advisors in Canada
- By: James Langton
- November 11, 2013 December 14, 2017
- 11:30
Manulife expands third party private asset management business
New business unit will be headed by Kevin Adolphe
- By: IE Staff
- November 11, 2013 December 14, 2017
- 09:50
CPP investment fund grows to $192.8 billion
CEO says quarter’s low return isn’t a big concern
- By: Linda Nguyen
- November 8, 2013 December 14, 2017
- 14:30
National Bank rolls out retirement planning app for iPad
Investment Track goes mobile
- By: IE Staff
- November 8, 2013 December 14, 2017
- 14:25
IFB Summit: Retirement income planning adds value to client relationship
Daryl Diamond, retirement income planner, Diamond Retirement Ltd., explains that retirement income planning — managing income streams during de-accumulation in a proper and tax-efficient way…
- By: Daryl Diamond
- November 8, 2013 April 6, 2019
- 10:30
Advocis launches new website
New site will help investors find an advisor in their area
- By: IE Staff
- November 8, 2013 December 14, 2017
- 10:05
PlanPlus CEO elected to FPA board
Five new members join the national board of Denver-based The Financial Planning Association for 2014
- November 8, 2013 December 14, 2017
- 09:30
Sask. crowdfunding rule opposed
FAIR Canada says it strongly opposes allowing unregulated portals to facilitate equity crowdfunding trades and payments
- By: James Langton
- November 7, 2013 December 14, 2017
- 17:20
Ontario mulls review of advisor governance
Industry groups supportive of formal recognition of financial planning as a profession
- By: James Langton
- November 7, 2013 December 14, 2017
- 16:15
Keybase refuses OBSI compensation recommendation
Mortgage investments were made without the firm’s knowledge
- By: James Langton
- November 7, 2013 December 14, 2017
- 15:50
CRM 2 requires more face time with clients
The expectation is that portfolio managers will meet with clients during account openings and annual reviews
- By: Fiona Collie
- November 7, 2013 December 14, 2017
- 14:40
IFB Summit: Two top regulatory issues facing advisors
David Di Paulo, securities litigation partner, Borden Ladner Gervais, discusses two major regulatory concerns facing advisors. He discusses the impact of current legislative changes regarding…
- By: David Di Paulo
- November 7, 2013 April 6, 2019
- 10:30