Killins sentenced to four years
Former financial advisor pled guilty to fraud in June 2013
- By: Fiona Collie
- October 25, 2013 December 14, 2017
- 10:00
Latest news in Industry News
BMO GAM strengthens U.S. investment team
New hires join Chicago office
- By: IE Staff
- October 25, 2013 December 14, 2017
- 09:55
Talk to clients about housing, healthcare in retirement
Advisors need to have a serious talk with clients about their preferred living arrangements in retirement
- By: Fiona Collie
- October 25, 2013 December 14, 2017
- 07:30
Tell clients about RESP grants
Many Canadian parents remain unaware of the government grants available to them
- By: Fiona Collie
- October 24, 2013 December 14, 2017
- 13:40
Privacy concerns with FINTRAC remain
The agency continues to accept and retain personal information not relevant to its mandate, Privacy Commissioner says
- By: IE Staff
- October 24, 2013 December 14, 2017
- 09:20
Man fined for failing to file tax returns
Failure to comply with CRA notices resulted in charges being laid
- By: James Langton
- October 23, 2013 December 14, 2017
- 09:20
Hybrid book proposal deserves a chance
FAIR Canada supports trading structure proposed by Aequitas
- By: James Langton
- October 22, 2013 December 14, 2017
- 16:10
Real estate scheme class action gets green light
Alberta court approve proposed class action regarding Calgary-based commercial real estate investment scheme
- By: James Langton
- October 22, 2013 December 14, 2017
- 14:30
LIMRA LOMA Secure Retirement Institute unveiled
SRI will provide research and education into all aspects of the retirement industry
- By: James Langton
- October 22, 2013 December 14, 2017
- 13:30
Standard Life launches investment profiling tool
New tool will help advisors better understand their clients' financial mindsets
- By: Fiona Collie
- October 22, 2013 December 14, 2017
- 12:45
Insurers urged to embrace digital technology
Firms risk losing customers if they don't embrace digital: EY survey
- By: Megan Harman
- October 22, 2013 December 14, 2017
- 10:30
DB pensions provide significant benefits to Canadian economy: study
DB plans reduce the annual pay out of GIS by up to $3 billion a year.
- By: IE Staff
- October 22, 2013 December 14, 2017
- 09:30
CLO risk retention could increase manager leverage: Fitch
New requirements enacted in Europe and proposed in the U.S. could increase balance sheet leverage for asset managers that need financing to comply with the…
- By: James Langton
- October 22, 2013 December 14, 2017
- 07:00
PlanPlus names financial planning award winners
Canada’s Sandra Mews named first place winner from the Americas
- By: IE Staff
- October 21, 2013 December 14, 2017
- 15:15
Retirement no longer a sign of being old
Most wealthy investors do not feel old until they are 80: survey
- By: James Langton
- October 21, 2013 December 14, 2017
- 14:50
SIFMA reports on cyber attack exercise
Recommendations from Quantum Dawn 2 aimed at improving crisis management
- By: James Langton
- October 21, 2013 December 14, 2017
- 11:15
Financial firms earn spots on top employers list
Banks and insurance firms land on 15th annual list of Canada's Top 100 Employers
- By: Fiona Collie
- October 21, 2013 December 14, 2017
- 09:50
Goldman Sachs to buy RBS money market funds
RBS says the sale is part of its move to focus on its core businesses
- By: James Langton
- October 21, 2013 December 14, 2017
- 07:45
Google stock crosses $1,000
Strong earnings report led to record stock price
- By: Bree Fowler
- October 18, 2013 December 14, 2017
- 12:50
NYSE plans special test for Twitter IPO
Exchange wishes to avoid technical troubles when Twitter’s IPO debuts
- By: James Langton
- October 18, 2013 December 14, 2017
- 11:20
Bourque: The beginning of the end of too big to fail?
Michèle Bourque, President and CEO of the Canada Deposit Insurance Corporation, discusses the progress being made in Canada in response to recent calls from the…
- By: Michèle Bourque
- October 17, 2013 December 15, 2017
- 14:00
Hedge fund managers spending heavily on compliance
Costs are creating a greater burden on smaller firms
- October 17, 2013 December 14, 2017
- 09:45
Investor satisfaction with advisors has increased: report
Less-satisfied investors are the least likely to stay with an advisor if they change firms
- By: James Langton
- October 17, 2013 December 14, 2017
- 08:30
U.S. brokers erasing investors’ complaints: report
Law group says FINRA lets brokers sanitize records of complaints after settling arbitration cases
- By: James Langton
- October 16, 2013 December 14, 2017
- 16:10
CNSX extends discount plan
Companies that apply to switch their listing to CNSX through December 6 will receive a 60% discount
- By: James Langton
- October 15, 2013 December 14, 2017
- 14:30