CDS eyes disclosing confidential information
Proposed amendments outline when CDS would be permitted to disclose participants’ information to regulators
- By: James Langton
- July 5, 2012 July 5, 2012
- 15:30
Latest news in Industry News
TMX, MaRS join forces to drive impact investing
TMX Group Inc. Thursday announced its commitment to contribute to the development of the impact investing field in Canada as a founding supporter of the…
- By: IE Staff
- July 5, 2012 July 5, 2012
- 13:15
B.C. broker can contact former clients, appeal court rules
The “balance of convenience” favours the advisor, not the former firm, Edward Jones
- By: James Langton
- July 5, 2012 July 5, 2012
- 11:00
Japan regulator won’t block exchange takeover
Tokyo, Osaka exchanges to merge
- By: James Langton
- July 5, 2012 July 5, 2012
- 08:35
DB pension plans still face challenges: reports
The solvency position of most Canadian pension plans declined sharply in the second quarter of 2012
- By: The Canadian Press
- July 4, 2012 July 4, 2012
- 17:15
Questrade offers Morningstar equity research
Research data will enhance IQ trading platform
- By: IE Staff
- July 4, 2012 July 4, 2012
- 11:20
Search for yield fuels exempt market growth
Geoffrey Ritchie, executive director, Exempt Market Dealers Association, discusses what advisors need to know about exempt market products, and how regulators are taking a closer…
- By: Geoffrey Ritchie
- July 4, 2012 December 15, 2017
- 09:50
OSC approves final recognition orders for TMX acquisition, Maple says
AMF intends to issue final recognition order for CDS
- By: James Langton
- July 4, 2012 July 4, 2012
- 07:30
Gilkes: OSC should alert the public about client calling policy
David Gilkes, vice chairman of the Exempt Market Dealers Association and president of North Star Compliance & Regulatory Solutions Inc., says that the OSC needs…
- By: David Gilkes
- July 3, 2012 December 15, 2017
- 15:00
Boys and Girls Clubs, Fidelity celebrate 10 years of education partnership
More than 10,000 young people have benefitted from Power Up! Academic Enhancement Program
- By: IE Staff
- July 3, 2012 July 3, 2012
- 13:35
Barclays Canadian COO resigns amid scandal
Jerry del Missier was appointed only last month
- By: The Associated Press
- July 3, 2012 July 3, 2012
- 10:00
Industrial Alliance completes merger of Vancouver-based subsidiary
Merger consolidates regulatory compliance
- By: IE Staff
- July 3, 2012 July 3, 2012
- 09:30
Laurentian Bank Securities expands equity division
New hires in Winnipeg, Montreal and Toronto
- By: IE Staff
- June 29, 2012 June 29, 2012
- 16:05
Market timing class action headed to Supreme Court
AIC, CI will have another chance to appeal
- By: James Langton
- June 29, 2012 June 29, 2012
- 14:00
U.S. to release details on banks’ “living wills”
U.S. banking regulators said Friday that they will publish the so-called “living wills” proposed by the largest U.S. banks next week. The U.S. Federal Deposit…
- By: James Langton
- June 29, 2012 June 29, 2012
- 12:20
“Prohibited investment” tax rules to be softened
New rules restricting investments in registered accounts by large shareholders to be revised
- By: Patricia Chisholm
- June 29, 2012 June 29, 2012
- 11:45
Average tax refund for 2011 is up $70: CRA
More Canadians are switching to electronic filing
- By: IE Staff
- June 29, 2012 June 29, 2012
- 10:50
Broadridge, BlueRush partner to create client communication platform
Smart Advisor helps advisors create, distribute and track regulatory and non-regulatory communications
- By: IE Staff
- June 29, 2012 June 29, 2012
- 09:30
PRPP legislation receives Royal Assent
CLHIA urges provinces to move quickly to introduce legislation
- By: IE Staff
- June 28, 2012 June 28, 2012
- 15:00
New president for CFA Society Toronto
Five new members elected to board of directors
- By: Megan Harman
- June 28, 2012 June 28, 2012
- 14:45
OBSI names new chairman, opens search for directors
Fernand Bélisle to replace Dr. Peggy-Anne Brown
- By: James Langton
- June 28, 2012 June 28, 2012
- 10:10
Manulife opens Cambodia office
Cambodian market important to Manulife Asia
- By: IE Staff
- June 28, 2012 June 28, 2012
- 09:30
FPSC kicks of 2012 Financial Planning Week Challenge
Planners invited to submit their best event ideas to bring to their communities
- By: IE Staff
- June 27, 2012 June 27, 2012
- 15:20
OSC compliance calls likely to alarm clients
EMDA calls on regulator to actively publicize new policy
- By: Megan Harman
- June 27, 2012 June 27, 2012
- 15:00
Tax amnesty announced for Americans living abroad
U.S. taxpayers, including one million living in Canada, will have to file tax returns with the IRS for the last three years
- By: Rudy Mezzetta
- June 27, 2012 June 27, 2012
- 14:00