Regulators increase monitoring of exempt market
Ontario Securities Commission reviewing KYC process for accredited investors
- By: Megan Harman
- May 7, 2012 May 7, 2012
- 15:40
Latest news in Industry News
More than half of Canadian adults do not have a signed will
Lack of will or power of attorney opens doors to legal complications
- By: IE Staff
- May 7, 2012 May 7, 2012
- 13:15
Tax Ombudsman calls on CRA to treat all Canadian students fairly
Tuition tax credits denied for some students who study abroad
- By: IE Staff
- May 7, 2012 May 7, 2012
- 08:50
IFIC proposes FATCA tax information sharing agreement
An intergovernmental agreement would be the best way to address the potential issues that may arise in Canada from proposed U.S. regulations
- By: James Langton
- May 4, 2012 May 4, 2012
- 10:40
Toronto expands links with UK financial sector
The Toronto Financial Services Alliance and TheCityUK aim to bring two financial hubs closer together
- By: IE Staff
- May 4, 2012 May 4, 2012
- 10:00
Tax refunds tagged to pay off debt or invest
Three-quarters of Canadians expect to receive a tax refund this year
- By: IE Staff
- May 4, 2012 May 4, 2012
- 09:00
FCAC helps new parents manage the financial side of having children
New online guide helps parents plan
- By: IE Staff
- May 3, 2012 May 3, 2012
- 08:50
IIAC seeks nominations for Diamond Jubilee Medal
Award honours major contributors to the Canadian securities industry
- By: IE Staff
- May 2, 2012 May 2, 2012
- 13:15
Advocacy group dismayed with Ottawa’s approach to OBSI
PIAC calls government’s decision “hypocritical”
- By: James Langton
- May 1, 2012 May 1, 2012
- 14:20
CIBC advisors lose bid for unpaid overtime
Ontario court strikes down class action
- By: James Langton
- May 1, 2012 May 1, 2012
- 13:30
EMDA awards to honour exempt market leaders
Deadline for nominations is May 21
- By: James Langton
- May 1, 2012 May 1, 2012
- 12:00
B.C. moves to modernize pension regime
Goal is to encourage wider private-sector pension coverage
- By: James Langton
- May 1, 2012 May 1, 2012
- 11:10
Maple extends $3.8 billion bid for TMX
Consortium reaches deal for CDS, Alpha
- By: Sunny Freeman
- April 30, 2012 April 30, 2012
- 17:50
OBSI waiting for new rules before reviewing banking mandate
Flaherty says he won’t require banks to use OBSI for banking complaints
- By: James Langton
- April 30, 2012 April 30, 2012
- 16:20
Key themes of the 2012 Brokerage Report Card
Pablo Fuchs, senior editor of Investment Executive, and Olivia Li, staff writer, discuss the results of the 2012 survey. Bigger books of business and improved…
- By: Pablo Fuchs
- April 30, 2012 October 31, 2019
- 13:30
Canada needs to live up to international standards for banking complaints
Banks should not be allowed hire their own dispute resolution provider, FAIR Canada says
- By: James Langton
- April 30, 2012 April 30, 2012
- 12:30
Liquidity support a “bailout” for Canada’s banks, report says
CCPA estimates the true extent of Ottawa’s support for banks during the financial crisis at $114 billion
- By: James Langton
- April 30, 2012 April 30, 2012
- 11:00
Parents, digital assets and pets the new frontiers of estate planning
If not properly addressed in your estate plan, these issues may leave your loved ones scrambling
- By: IE Staff
- April 30, 2012 April 30, 2012
- 09:35
Canadians still concerned about having sufficient retirement income: Russell
Boomers concerned about their health and their spouse’s health
- By: IE Staff
- April 30, 2012 April 30, 2012
- 09:00
Canada comes up short on prosecuting securities fraud: report
Fraud litigation is much more common in the U.S.
- By: James Langton
- April 27, 2012 April 27, 2012
- 16:30
Goldman Sachs shutters Sigma X Canada
Dark pool has stopped accepting orders
- By: James Langton
- April 27, 2012 April 27, 2012
- 15:35
Empire Life launches new mobile app
SimpleQuote lets advisors respond to clients in real time with illustrations and quotes
- By: IE Staff
- April 27, 2012 April 27, 2012
- 13:00
Funded status of DB plans overstated: report
Aggressive discount rates do not reflect the current low interest rate environment
- By: James Langton
- April 27, 2012 April 27, 2012
- 10:15
Foreign equities drive Canadian pension funds to best quarter since 2010
Bonds were the underperformers in the first quarter
- By: IE Staff
- April 27, 2012 April 27, 2012
- 09:15
Canadians look to build savings, pay down debt with tax refunds
Paying off debt, depositing or reinvesting the top uses for 2011 tax refunds, survey finds
- By: IE Staff
- April 26, 2012 April 26, 2012
- 10:00