Agent sanctioned for KYC, client fundraiser
Rep started a GoFundMe to help out a client breached privacy obligation
- By: James Langton
- August 12, 2025 August 11, 2025
- 03:47
Top Stories in News
Rep sanctioned for personal financial dealings
Over $3 million in capital was raised from clients to fund firm's growth
- By: James Langton
- August 11, 2025 August 11, 2025
- 15:49
Household financial stress rising
Performance of credit card, auto loan asset-backed securities deteriorating
- By: James Langton
- August 11, 2025 August 11, 2025
- 13:29
Canadian travellers continue to avoid U.S.
Overseas trips, foreign visitors rise amid decline in cross-border travel
- By: James Langton
- August 11, 2025 August 11, 2025
- 13:23
Former fund rep back in OSC’s crosshairs
Rep banned back in 1998 is now facing fraud allegations
- By: James Langton
- August 11, 2025 August 11, 2025
- 13:15
A pause on higher tariffs for China is due to expire Tuesday. Here’s what to know
The deadline is expected to be extended for another 90 days
- By: Christopher Bodeen, The Associated Press
- August 11, 2025 August 11, 2025
- 09:56
Equity, inverse/leveraged and crypto-asset ETFs favoured by investors in July
Total ETF AUM now sits at more than $600B
- By: Noushin Ziafati
- August 11, 2025 August 11, 2025
- 09:39
Product roundup: More ETFs in the making
Harvest, Brompton, PICTON Investments, JPMAM have all filed preliminary prospectuses to launch ETFs or ETF units
- By: Noushin Ziafati
- August 11, 2025 August 18, 2025
- 09:28
ATB Financial signs deal to acquire independent investment bank Cormark Securities
The two firms' operations will be combined under ATB Capital Markets' CEO Darren Eurich
- By: The Canadian Press with files from IE staff
- August 11, 2025 August 11, 2025
- 09:13
Fort Capital Partners and Acquatio join forces
Wealth and asset management advisors will operate as Fort Capital Financial Services
- By: Kevin Press
- August 11, 2025 August 11, 2025
- 00:01
Industry moves: BlackRock Canada head Marcia Moffat to step down in 2026
Plus, CIBC hires Dario Morrone and Manulife names June Chua head of Asian equities
- By: IE Staff
- August 8, 2025 August 8, 2025
- 15:28
Ponzi scheme “winners” face clawback
Court ruled that payments investors received were fraudulent, must be voided
- By: James Langton
- August 8, 2025 August 8, 2025
- 14:53
The FCA’s vision for open banking standards
New non-profit entity to set standards for data sharing, performance
- By: James Langton
- August 8, 2025 August 8, 2025
- 14:45
Oil prices climb, Canadian equities fall as talks to end Middle East war stall
Meanwhile, the U.S. stock market held relatively steady near its records
- By: Ritika Dubey, The Canadian Press
- April 29, 2026 April 29, 2026
- 17:22
Industry innovates, but financial health suffers
Paper calls for guardrails against negative side effects of digital innovation
- By: James Langton
- April 29, 2026 April 29, 2026
- 16:09
Structured finance outlooks dim as economy wobbles
Asset performance to weaken as growth slows and inflation, rates face pressure
- By: James Langton
- April 29, 2026 April 29, 2026
- 15:50
Crypto money launderer gets prison in U.S.
Shell companies, crypto exchange processed US$470 million in drug money
- By: James Langton
- April 29, 2026 April 29, 2026
- 15:55
CFTC asserts oversight of prediction markets
In series of legal filings, regulator claims exclusive jurisdiction
- By: James Langton
- April 29, 2026 April 29, 2026
- 09:29
FCA launches ESG ratings pilot
Project designed to avoid creating needless burden with new regime
- By: James Langton
- April 28, 2026 April 28, 2026
- 12:39
Powell plans to stay on at Fed after his term as chair ends
The Fed left its benchmark interest rate unchanged for 3rd straight meeting on Wednesday
- By: Christopher Rugaber, The Associated Press
- April 29, 2026 April 29, 2026
- 14:24
Corient plans expansion into Canada
U.S. subsidiary of CI Financial seeks to plug "gap" in Canadian ultra-high-net-worth market
- By: IE Staff
- April 29, 2026 April 29, 2026
- 13:50
Foreign direct investment in Canada up 6.9% in 2025
Meanwhile, Canadian direct investment abroad rose 2.8% to $2.4 trillion
- By: Jonathan Got
- April 29, 2026 April 29, 2026
- 12:46
Fed chair Powell may reveal next steps Wednesday
Powell has signalled he could stay on Fed board after term as chair ends May 15
- By: Christopher Rugaber, The Associated Press
- April 28, 2026 April 28, 2026
- 10:21
Kevin Gopaul to head up VanEck’s expansion into Canada
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
- By: Alisha Hiyate
- April 24, 2026 April 24, 2026
- 17:30
Industry moves: Former BMO private wealth head Geoff Newton joins RBC Wealth Management
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
- By: Alisha Hiyate
- April 24, 2026 April 24, 2026
- 16:05
Product roundup: First Trust launches energy ETF
Plus, a new gold bullion mutual fund and a slew of product lineup changes
- By: Noushin Ziafati
- April 24, 2026 April 24, 2026
- 17:15
Opinion: Insurers need to call the same riders by the same names
Clarity for clients makes it easier to shop across carriers
- By: Jonathan Got
- April 22, 2026 April 22, 2026
- 12:59
‘Market weakness’ causes mutual fund, ETF asset declines in March: SIMA
At the same time, both fund types recorded positive net sales
- By: Noushin Ziafati
- April 21, 2026 April 21, 2026
- 15:52