TD failed to oversee Treasuries trader: U.S. regulators
Trader engaged in widespread spoofing, authorities alleged
- By: James Langton
- September 30, 2024 September 30, 2024
- 17:39
Trader engaged in widespread spoofing, authorities alleged
More than $13 billion in project financing is available to Indigenous communities through government programs, Morningstar DBRS says
Advisors should conduct independent analysis, educate clients, write detailed notes
Block trade in interlisted stock was executed off-exchange without regulatory approval
A big reason the Fed is reducing rates is because hiring has slowed, unemployment has picked up
Initiative allows firms to test innovations, explore potential regulatory reforms
Unregistered network enabled possible tax evasion, money laundering, regulator says
Improve client engagement by understanding human behaviour
A National Bureau of Statistics survey marked a fifth straight month of contraction
Man agrees to pay trading profits plus 50% to regulator
BCV Asset Management Inc. to retain Winnipeg headquarters, branding
SEC, DoJ allege execs' emails were hacked to get inside information on earnings
Meanwhile, the U.S. stock market held relatively steady near its records
Paper calls for guardrails against negative side effects of digital innovation
Asset performance to weaken as growth slows and inflation, rates face pressure
Shell companies, crypto exchange processed US$470 million in drug money
In series of legal filings, regulator claims exclusive jurisdiction
Project designed to avoid creating needless burden with new regime
The Fed left its benchmark interest rate unchanged for 3rd straight meeting on Wednesday
U.S. subsidiary of CI Financial seeks to plug "gap" in Canadian ultra-high-net-worth market
Meanwhile, Canadian direct investment abroad rose 2.8% to $2.4 trillion
Powell has signalled he could stay on Fed board after term as chair ends May 15
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales