U.K. regulator seeks to enhance deterrence, investor confidence
Progress to address liquidity mismatch has been uneven, review finds
Shift report downgrades CPPIB, gives AIMCo worst grade
The bank doesn't see a pickup in Canada until later this year
Wealth management earned $240 million, up from $159 million a year earlier
The rare occurrence can affect eligibility for registered plans, but there’s relief for temporary situations
Online posts amounted to securities-related business, CIRO panel found
Information expanded an investigation, helped protect investors
The platform also launched a cost base calculator
Targeted questions, simplified requirements are part of the changes
No evidence that executive tried to hide insider trades
Fund sales stay negative, while ETF sales hold up and assets rise, IFIC says
International body says policymakers must guard against complacency amid multitude of threats
Meanwhile, the U.S. stock market held relatively steady near its records
Paper calls for guardrails against negative side effects of digital innovation
Asset performance to weaken as growth slows and inflation, rates face pressure
Shell companies, crypto exchange processed US$470 million in drug money
In series of legal filings, regulator claims exclusive jurisdiction
Project designed to avoid creating needless burden with new regime
The Fed left its benchmark interest rate unchanged for 3rd straight meeting on Wednesday
U.S. subsidiary of CI Financial seeks to plug "gap" in Canadian ultra-high-net-worth market
Meanwhile, Canadian direct investment abroad rose 2.8% to $2.4 trillion
Powell has signalled he could stay on Fed board after term as chair ends May 15
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales