CIRO’s investor office sets broad agenda
Group to focus on investor-advisor relationships, complaints, suitability
- By: James Langton
- November 14, 2023 November 13, 2023
- 09:01
Group to focus on investor-advisor relationships, complaints, suitability
Will review the readiness of CCP staffs, procedures and IT systems for a major firm default
9.9% year-over-year increase is sixth consecutive monthly record high
Passive funds drove the redemptions, while active flows remained positive
Wednesday’s planned meeting between Biden and Xi would be the first time the two leaders will have spoken in a year
Proposed legislation extends reassessment period
Interim executive director, Eric Jacob, to take the role permanently, starting Nov. 13
Player in OneCoin global crypto pyramid scheme admits to fraud, money laundering charges
Meanwhile, the U.S. stock market held relatively steady near its records
Paper calls for guardrails against negative side effects of digital innovation
Asset performance to weaken as growth slows and inflation, rates face pressure
Shell companies, crypto exchange processed US$470 million in drug money
In series of legal filings, regulator claims exclusive jurisdiction
Project designed to avoid creating needless burden with new regime
The Fed left its benchmark interest rate unchanged for 3rd straight meeting on Wednesday
U.S. subsidiary of CI Financial seeks to plug "gap" in Canadian ultra-high-net-worth market
Meanwhile, Canadian direct investment abroad rose 2.8% to $2.4 trillion
Powell has signalled he could stay on Fed board after term as chair ends May 15
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales