U.S. regulator alleged micro-cap CEO dumped shares on unsuspecting investors
Company sold shares to a vulnerable investor without a prospectus or exemption
In a speech, the Bank of Canada's senior deputy governor touted the advantage of independent monetary policy
A team of former MD Financial advisors has emerged at Richardson Wealth
OSC touts success of tip line, hopes to expand its reach
However, worst-case scenario would only wipe out pandemic gains, report says
A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours
Consumers still spend about the same amount per trip, an RBC report says
Inflation has hit younger Canadians hardest
Survey finds over half of buy-side firms haven't started work on transition
Debt levels put Canadians at higher risk to interest rates, portfolio manager warns
Filing trends, "mega" settlements drive record activity in 2022, research finds
Meanwhile, the U.S. stock market held relatively steady near its records
Paper calls for guardrails against negative side effects of digital innovation
Asset performance to weaken as growth slows and inflation, rates face pressure
Shell companies, crypto exchange processed US$470 million in drug money
In series of legal filings, regulator claims exclusive jurisdiction
Project designed to avoid creating needless burden with new regime
The Fed left its benchmark interest rate unchanged for 3rd straight meeting on Wednesday
U.S. subsidiary of CI Financial seeks to plug "gap" in Canadian ultra-high-net-worth market
Meanwhile, Canadian direct investment abroad rose 2.8% to $2.4 trillion
Powell has signalled he could stay on Fed board after term as chair ends May 15
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales