Quebec man fined $25,000 for securities violations
Carrier pleaded guilty to nine counts
- By: IE Staff
- March 26, 2004 March 26, 2004
- 15:45
Latest news in People
Standard Life names new head of group insurance sales network
Latour appointed VP, sales
- By: IE Staff
- March 25, 2004 March 25, 2004
- 17:25
Haywood Securities strengthens investment banking expertise
Appointment increases firm's commitment to technology, telecom sectors
- By: IE Staff
- March 25, 2004 March 25, 2004
- 15:20
Rive to head S&P index business in Canada
Standard & Poor’s today announced the appointment of Steve Rive to vice president, Standard & Poor’s Index Services Canada and global practice leader for exchange-listed…
- By: IE Staff
- March 23, 2004 March 23, 2004
- 13:15
DBRS opens New York office
Team to focus on structured finance transactions
- By: IE Staff
- March 19, 2004 March 19, 2004
- 10:20
IDA issues permanent ban against Ontario broker
Cathcart fined $120,000
- By: IE Staff
- March 17, 2004 March 17, 2004
- 15:10
Leduc to head CSA Secretariat
New Secretary General to coordinate projects, policy initiatives
- By: IE Staff
- March 16, 2004 March 16, 2004
- 14:50
Derochers named to CRA board
BDO Dunwoody partner nominated by Manitoba
- By: IE Staff
- March 16, 2004 March 16, 2004
- 10:35
IDA disciplines Research Capital branch manager
Bacsalmasi fined $25,000 for failing to supervise
- By: IE Staff
- March 15, 2004 March 15, 2004
- 14:50
IDA fines former Dundee Securities rep $150,000
New Brunswick broker forged orders
- By: IE Staff
- March 15, 2004 March 15, 2004
- 14:10
National Bank appoints new chairman
Following his re-election as a member of the board of directors of National Bank at the annual meeting of shareholders yesterday, Jean Douville was elected…
- By: IE Staff
- March 11, 2004 March 11, 2004
- 13:20
Wolburgh-Jenah named vice chairwoman of OSC
Replaces Howard Wetston
- By: IE Staff
- March 9, 2004 March 9, 2004
- 14:20
Salaries frozen for AGF execs
Officers receive reduced bonuses
- By: James Langton
- March 9, 2004 March 9, 2004
- 11:40
McMaster names Bay Street veteran dean of business
Bates takes up new duties July 1
- By: IE Staff
- March 4, 2004 March 4, 2004
- 08:50
Inside trader to repay $1.9 million
Duic tipped by broker friend
- By: IE Staff
- March 3, 2004 March 3, 2004
- 16:50
Pratt joins Mavrix
Will oversee Mavrix Diversified Fund
- By: IE Staff
- February 25, 2004 February 25, 2004
- 14:10
New CEO for Chubb Canada
Moore replaces Tomlinson
- By: IE Staff
- February 25, 2004 February 25, 2004
- 11:10
B.C. director gets one-year ban for failing to report trades
Iciena president fined $5,000
- By: IE Staff
- February 20, 2004 February 20, 2004
- 09:30
Former Enron CEO facing criminal charges
Skilling accused of fraud
- By: IE Staff
- February 19, 2004 February 19, 2004
- 14:55
IDA fines HSBC Securities rep $15,000
Broker failed to disclose personal financial dealing with client
- By: IE Staff
- February 10, 2004 February 10, 2004
- 12:25
Former Bank of Canada governor dead at age 83
Bouey "consummate governor" says Dodge
- By: IE Staff
- February 9, 2004 February 9, 2004
- 11:30
IDA disciplines former Merrill rep for discretionary trading
Brown fined $25,000
- By: IE Staff
- February 6, 2004 February 6, 2004
- 11:35
McCaughey to head up CIBC World Markets
Exec retains wealth management responsibilities
- By: IE Staff
- February 5, 2004 February 5, 2004
- 15:20
IDA fines former TD rep
Montreal broker failed to disclose interest in account
- By: IE Staff
- February 5, 2004 February 5, 2004
- 14:10
OSC alleges illegal insider trading by ex-RBC DS exec, friend
Rankin facing charges
- By: IE Staff
- February 4, 2004 February 4, 2004
- 17:10