Raymond James beefs up investment banking team
Veteran Kyle Rookes brings more than a decade of M&A and capital markets experience to the firm, with a focus on the oil field services…
- By: IE Staff
- June 19, 2018 October 11, 2019
- 09:15
Veteran Kyle Rookes brings more than a decade of M&A and capital markets experience to the firm, with a focus on the oil field services…
Mountain worked on proposals to change the mutual fund fee structure and reduce regulatory burden for investment fund issuers for the past two years
Sylvain Leduc to resume working at the Federal Reserve Bank of San Francisco
Denis Ricard appointed president and CEO
Blair Fleming didn’t comply with the bank’s disclosure and conflict of interest policies relating to workplace relationships
The former chief operating officer for RBC Capital Markets will make a “significant” direct investment in Bristol Gate and its funds
Peter McCarthy remains on the board after completing his three-year term as chairman
U.S. regulator adopts rule to modernize fund disclosure
Monica Ningen succeeds Veronica Scotti
Fellow of FPSC distinction recognizes individuals who have made a significant contribution to the financial planning profession in Canada
Matthew Boswell succeeds John Pecman
Kevin Thomas succeeds Peter Chapman
Raj Viswanathan named acting CFO
Karen Higgins succeeds Bruce West
Veteran wealth-management executive named CEO
Veteran bank economist will oversee and further develop the consulting firm’s research and forecasting capabilities
Curtis Stange to succeed retiring Dave Mowat
Four Companions recognized this year
His former position as president and CEO of TMX Global Solutions, Insights and Analytics Strategies will not be replaced
Manuel Morales’s main task will be to head AI research and implementation at the bank to improve customer experience
Former general counsel a depth and breadth of knowledge of securities laws and regulatory matters to her new role
Brent Zorgdrager and Madison Hopper have been named the recipients of the 2018 Gary Gillam Award
Edward Gibson succeeds Ron Friesen
Rick McCombie will retire at the end of the year
Nick Pszeniczny, executive vice president of the Advisory Network, GWL’s, Canada Life’s and London Life’s combined distribution organization, will step into his new role on…