Australian Securities and Investments Commission | Investment Executive Canada's news source for financial professionals Fri, 24 Apr 2026 21:22:28 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Australian Securities and Investments Commission | Investment Executive 32 32 Global regulators grow irritated by finfluencers https://old.investmentexecutive.com/news/global-regulators-grow-irritated-by-finfluencers/ Fri, 24 Apr 2026 21:22:28 +0000 https://www.investmentexecutive.com/?p=537261 FCA leads week of action against illegal finfluencing activity

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]]> ASIC issues roadmap to crypto regime https://old.investmentexecutive.com/news/from-the-regulators/asic-issues-roadmap-to-crypto-regime/ Tue, 21 Apr 2026 10:00:40 +0000 https://www.investmentexecutive.com/?p=536739 New licensing regime approved, full compliance due by October 2027

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]]> ASIC steps up fight against AI-powered scams https://old.investmentexecutive.com/news/asic-steps-up-fight-against-ai-powered-scams/ Wed, 08 Apr 2026 20:54:57 +0000 https://www.investmentexecutive.com/?p=535826 Volume of scam website takedowns nearly doubled in 2025, regulator says

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]]> ASX inquiry confirms cultural, governance failings https://old.investmentexecutive.com/news/from-the-regulators/asx-inquiry-confirms-cultural-governance-failings/ Thu, 02 Apr 2026 18:18:32 +0000 https://www.investmentexecutive.com/?p=535503 Company prioritized shareholder returns over infrastructure spend: ASIC

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]]> Binance sanctioned for onboarding failures: ASIC https://old.investmentexecutive.com/news/binance-sanctioned-for-onboarding-failures-asic/ Fri, 27 Mar 2026 20:23:19 +0000 https://www.investmentexecutive.com/?p=535051 Retail investors allowed to qualify as pro investors due to weak controls

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]]> ASIC secures record penalties in second half of 2025 https://old.investmentexecutive.com/news/asic-secures-record-penalties-in-second-half-of-2025/ Wed, 25 Feb 2026 20:40:37 +0000 https://www.investmentexecutive.com/?p=532599 Regulator details enhanced enforcement outcomes

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]]> ESMA, ASIC face change at the top https://old.investmentexecutive.com/news/esma-asic-face-change-at-the-top/ Tue, 03 Feb 2026 19:24:10 +0000 https://www.investmentexecutive.com/?p=530964 Regulators in Europe, Australia welcoming new leaders

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]]> Aussie fund manager gets jail for insider trading https://old.investmentexecutive.com/news/aussie-fund-manager-gets-jail-for-insider-trading/ Fri, 23 Jan 2026 19:43:52 +0000 https://www.investmentexecutive.com/?p=530144 Inside info acquired by snooping on client's computer, ASIC alleged

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]]> ASIC review flags compliance issues in CFD sector https://old.investmentexecutive.com/news/asic-review-flags-compliance-issues-in-cfd-sector/ Tue, 20 Jan 2026 19:59:05 +0000 https://www.investmentexecutive.com/?p=529839 Aussie regulator reports A$40 million returned to investors as part of review

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]]> ASX put shareholders before market, investors: ASIC https://old.investmentexecutive.com/news/from-the-regulators/asx-put-shareholders-before-market-investors-asic/ Mon, 15 Dec 2025 21:40:44 +0000 https://www.investmentexecutive.com/?p=527757 Exchange agrees to reforms, capital hit to address concerns raised by review

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