The regulator’s paper follows a 2015 survey highlighting several concerns, including the management of conflicts connected with remuneration
The Quebec regulator’s new strategic plan points out that factors such as fintech and intensifying competition in financial services will guide its work
Quebec regulator signs partnership with R3
The committee will provide the regulator with feedback on emerging issues and the regulatory framework for investment products
The Quebec securities regulator will host a session to discuss the CSA’s consultation paper
The decision marks the first time an appellate court in Canada has revoked a voluntary settlement
Illegal distribution, market manipulation and illegal insider trading were the most common offences sanctioned in Quebec
Regulators have warned investors repeatedly against trading in these instruments, which are often likened more to gambling than investing
For firms regulated under securities law, among others, fees are going up by 0.74%
Proposed rule aims to simplify the framework governing certain real estate distributions