AMF won’t appeal the five-year sentence handed down to ex-Norbourg CEO
October is Investor Education Month
New team to combat financial fraud
Trustee to see how much money is left in Earl Jones’ company
Advisor suspected of diverting as much as $50 million from clients
$50 million diverted in a kind of Ponzi scheme, regulator says
System will be accessible to the entire Canadian insurance industry
Louis Morisset, superintendent of securities markets, Autorité des marchés financiers, has been re-elected as chairman of the group that oversees adoption of the agreement that ensures cooperation among international securities regulators, the AMF said Thursday.Morisset chairs the monitoring group that deals with the International Organization of Securities Commissions’ multilateral memorandum of understanding, which was adopted […]
Regulator moves to preempt spread of alleged Ponzi scheme to Quebec
Letter acknowledges the common intent of OSC and AMF to cooperate