Former Norbourg CEO Vincent Lacroix was found guilty of 51 fraud charges in Montreal today.Quebec provincial court Judge Claude Leblond handed down the verdict.Lacroix, the founder of the Montreal-based investment fund, was arrested in 2006 and charged with 51 counts of violating securities laws after his company was investigated by Quebec’s financial market regulator, the […]
Lacroix and Ferruci convicted and fined
Excessive cost of existing Canadian securities regulation is highly debatable, report says
Quebec regulator sets out measures to harmonize regulation for fund distribution sector
Court upholds regulator’s decision to order Assumption to cease doing business through unregistered dealers
Centre aims to foster growth of derivatives industry in Quebec
Insurer implements a new procedure data collection and transmission
Martial Rolland and Robert Jones failed to report any changes in their control over the securities of an issuer within 10 days of the event
The Autorité des marchés financiers reports that the Bureau de décision et de révision en valeurs mobilières has renewed an initial freeze order on the funds, securities and other assets of Groupe financier Fides inc., La Fiducie Fides and 9166-6198 Québec inc.The original order was issued on June 14, 2006. The renewal extends that order […]
Quebec regulator recommends utmost caution with respect to any contact from a person promoting investments in Universal Networks