Agreement expands cross-border enforcement powers
Two individuals and a numbered company were implicated
Quebec regulator urges company to reconsider maintaining its automatic stock disposition plan
Regulators for several provinces announced an agreement with the FCA on Friday
The Autorité des marchés financiers will continue overseeing all stakeholders in the Quebec financial sector
The proposed regime is similar to the one that was adopted for the major Canadian banks
Quebec regulator’s investigation and complaint covered by its statutory immunity
Some funds not using CSA’s 2017 risk classification methodology
Proposed framework for the sale of insurance online meant to be flexible
Modern slavery affects tens of millions of people around the world, and Canadian companies may be directly or indirectly exposed