B.C. women between the ages of 18 and 34 were particularly interested in an investment offer despite it containing basic signs of fraud
The OSC is expected to publish an update in late spring about how it will proceed with embedded commissions
New consultation paper contemplates the inevitability of increasing automation in the financial advisory business
With other jurisdictions pondering possible changes to disclosure requirements, is important that B.C. market participants have an opportunity to share their views
Regulator seeks input put on robo-advisors, cryptocurrencies and crowdfunding
Panel finds foreign nine exchange investors were defrauded of $1.4 million
Lynne Rae Nickford ordered to pay $300,000 administrative penalty and disgorgement
The BCSC is boosting its efforts to educate investors about the importance of understanding their investment fees
The competition will focus on tech-driven solutions that could help industry firms meet their regulatory requirements
Former advisor ordered to pay $800,000 penalty