In series of legal filings, regulator claims exclusive jurisdiction
Regulators give exchanges more leeway on inter-listed securities
Proposals out for 90-day comment period, final regime slated for Jan. 1, 2028
Venture companies begin opting for less frequent reporting
Proposal to clarify that reporting rules apply to unitary ETFs, CDRs, notes
SRO sets out regulatory agenda for year ahead
SRO drops mandatory close-out proposal, adds new conduct-based approach
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Regulators lament shrinking shelves, eroding support for junior issuers
Pilot project could lead to broader shift to less frequent reporting