Florida firm accused of fraudulently soliciting US$3 million from 120 clients in Canada and the U.S.
U.S. regulator alleges that Ryan Magee fraudulently solicited US$2 million from investors in the U.S. and Canada
Foreign nationals seeking CFTC registration would undergo a criminal background check
The proposals set out five types of testing that the U.S. derivatives regulator believes are essential to a program of sound system safeguards
The U.S. derivatives regulator collected more than US$2.8 billion in penalties
The U.S. regulator says high quality information from whistleblowers is an essential part of its enforcement program
U.S. regulator concludes first action against an unregistered Bitcoin options trading platform
ICE Futures Canada and Montreal Exchange can provide U.S. firms direct access to their trading systems
U.S. regulators allege firms conducted a “money pass” between two accounts
U.S. CFTC says whistleblowers can submit award claims within the next 90 days