SEC, CFTC object to sustainability-related disclosure recommendation
Profitable crypto, FX trades allocated to proprietary accounts over investor pools
Regulators push back compliance deadline a third time, to Oct. 1 2026
Exec sanctioned in settlement for alleged violations of derivatives rules
Eight-year-old enforcement action finally ends in sanctions
Scheme allegedly promised high returns from AI-powered trading bots
Firms misled investors about risk of funds' trading strategy, regulators alleged
More than US$40M raised from investors on false promise of automated trading returns
Investors were allegedly misled about the value, utility and trading of the crypto token involved
Consultation examines risks, benefits of round-the-clock trading