Judge imposes US$100 million penalty following CFTC complaint
Derivatives clearing firms can continue to qualify as central counterparties
Timothy Massad will replace Gary Gensler
U.S. regulator releases enforcement division’s annual results
CFTC settles with firm over “London Whale” trades
No enforcement actions planned
Paper considers updates for market risk controls and systems safeguards
Regulators advise investment firms to reassess business continuity and disaster recovery plans
Pan American Metals accepted $4.7 million from customers in Canada and the U.S.
Panther Energy to pay US$1.4 million civil penalty for ‘spoofing’