SEC, CFTC joint committee will address emerging regulatory issues
No conclusive explanation for Thursday's sudden market dive
Speculative position limits apply on an intraday basis, regulator says
Charges for supervisory failures settled by CFTC
Scotia Captial, Pinemore and Birchmore each to pay US$250,000 civil penalty
Joint orders clarify respective jurisdictions
Report is another step forward in the effort to ensure greater harmonization between agencies
The heads of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission said Wednesday they will soon release a report recommending how to harmonize their respective regulatory regimes.The chairs of both the SEC and CFTC said that they anticipate that, within two weeks, the two agencies will issue a report that […]
Data release aimed at promoting market integrity
Meetings will build on the progress made on designing a framework to regulate OTC derivatives