European Securities and Markets Authority | Investment Executive Canada's news source for financial professionals Thu, 16 Apr 2026 18:29:52 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png European Securities and Markets Authority | Investment Executive 32 32 ESMA examines the rise of non-public credit ratings https://old.investmentexecutive.com/news/esma-examines-the-rise-of-non-public-credit-ratings/ Thu, 16 Apr 2026 18:29:52 +0000 https://www.investmentexecutive.com/?p=536492 Regulator to explore market impact of private, restricted rating activity

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]]> Financial stability under threat from Iran conflict https://old.investmentexecutive.com/news/financial-stability-under-threat-from-iran-conflict/ Fri, 27 Mar 2026 19:05:45 +0000 https://www.investmentexecutive.com/?p=535048 Economic fallout from conflict raises risk to financial markets

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]]> Fund costs declining, thanks to new launches: ESMA https://old.investmentexecutive.com/news/fund-costs-declining-thanks-to-new-launches-esma/ Tue, 03 Mar 2026 19:16:42 +0000 https://www.investmentexecutive.com/?p=533049 The debut of cheaper funds is driving investors' costs down, research finds

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]]> ESMA highlights AI risks in algo trading https://old.investmentexecutive.com/news/esma-highlights-ai-risks-in-algo-trading/ Thu, 26 Feb 2026 20:39:47 +0000 https://www.investmentexecutive.com/?p=532718 Regulator issues guidance to beef up the supervision of automated trading

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]]> ESMA consults on avoiding groupthink at financials https://old.investmentexecutive.com/news/esma-consults-on-avoiding-groupthink-at-financials/ Wed, 25 Feb 2026 20:36:23 +0000 https://www.investmentexecutive.com/?p=532589 Regulators review suitability guidance for industry management

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]]> Investor protection follows function, not form: ESMA https://old.investmentexecutive.com/news/investor-protection-follows-function-not-form-esma/ Tue, 24 Feb 2026 19:37:38 +0000 https://www.investmentexecutive.com/?p=532506 CFD rules may apply to other products, such as crypto derivatives, regs say

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]]> ESMA sanctions trade reporting breaches https://old.investmentexecutive.com/uncategorized/esma-sanctions-trade-reporting-breaches/ Fri, 20 Feb 2026 11:00:24 +0000 https://www.investmentexecutive.com/?p=532189 Regulator levies record fine against Luxembourg-based firm

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]]> ESMA, ASIC face change at the top https://old.investmentexecutive.com/news/esma-asic-face-change-at-the-top/ Tue, 03 Feb 2026 19:24:10 +0000 https://www.investmentexecutive.com/?p=530964 Regulators in Europe, Australia welcoming new leaders

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]]> ESMA’s new anti-greenwashing guidance https://old.investmentexecutive.com/news/esmas-new-anti-greenwashing-guidance/ Wed, 14 Jan 2026 19:58:19 +0000 https://www.investmentexecutive.com/?p=529442 Regulator calls for greater clarity from industry on ESG strategies

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]]> U.K., EU team up on overseeing critical tech suppliers https://old.investmentexecutive.com/news/u-k-eu-team-up-on-overseeing-critical-tech-suppliers/ Wed, 14 Jan 2026 19:55:00 +0000 https://www.investmentexecutive.com/?p=529438 Regulators sign MoU targeting operational resilience, incident recovery

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