NYSE Regulation Inc. announced today that it has censured and fined Van der Moolen Specialists USA LLC US$3.5 million for the misconduct of its stock loan department, which has since been closed, and for related supervisory deficiencies and books and records violations. During the relevant period, the stock loan department engaged in numerous transactions at […]
Société Générale will advise NYSE on its proposed merger with Euronext N.V.
Combination creates global exchange
Firm failed to update its systems for determining its short-interest position
Annual general meeting set for today
First listing since formation of NYSE Group Inc.
Labranche traders censured
Deal’s worth $1.5 billion before fees
New after hours portfolio crossing service enables execution of entire portfolios on NYSE Arca
The exchange is currently engaged in discussions with significant industry participants