Companies moving to NYSE from Nasdaq trade more efficiently
Alleged violations include failure to supervise suspicious accounts
20 firms fined for operational failures and supervisory violations
NASD, NYSE working together to develop a consistent approach
Specialist firm chosen following comprehensive review
Specialist firms fare best
Licenses become valid following close of Archipelago merger
The New York Stock Exchange has begun the roll-out of a pilot program to introduce the first phase of the NYSE Hybrid Market, a new market model designed to give customers the broadest choice of trade-execution preferences.The pilot, which is being rolled out to a group of 168 securities a few at a time, will […]
95% of voting members vote in favour
Two NYSE seats sell for US$4 million