Three former Sextant Capital officers had sought to set aside the OSC’s sanctions order
The company and Daniel Tiffin remain subject to a cease trade order
Paul Bates and Cary List are leaving the panel
IAP says proposal lines up with disclosures that will be required under phase two of the Client Relationship Model reforms
Vernon Smith facing second set of charges following OSC JSOT investigations
Sanctions imposed against David De Gouveia
Information provided inadvertently by Bridgewater employee
The amendments push back the effective date of reporting obligations
Scholarship plan dealer CEO, Issam El-Bouji, ordered to disgorge almost $2 million
Children’s Education Funds moves to strengthen compliance systems