OSC hands down orders against Victor DeLaet and Stanley Gitzel
The change helps streamline the document submission process, while improving compliance and enforcement capabilities
Many smaller mining issuers struggle with providing complete and meaningful MD&A disclosure
OSC alleges money raised from investors was used to pay dividends
Donation scam raised roughly $2.3 million from investors
JSOT investigation of U.S. penny stocks leads to charges
Allegations of bias dismissed
SMEC members will be expected to provide input the impact of possible new prospectus exemptions that are being considered by the OSC
Pair ordered to cease trading for 15 years, disgorge US$1 million
Changes aimed at satisfying regulators’ concerns about predatory high-frequency trading