Howard Rash sold New Gold partnership units while under a cease trade order
Police allege pair filed a false prospectus, which led investors to lose millions
Regulator publishes annual compliance report covering EMDs, portfolio managers, and fund managers
Vincenzo Sirianni permanently banned from trading, registration, and serving as a director or officer
Barrie, Ont. man charged after investigation
Court rejects argument that the transactions in question were actually loans, not a scheme to sell securities
Panel will feature perspectives from issuers, investors and other financial industry stakeholders
Connie Craddock succeeds Paul Bates; four new members appointed to panel
The ban reciprocates sanctions imposed by the BCSC after it found that Basi committed fraud
Rule expected to come into force in February 2014