New Found Freedom Financial to face penalty hearing in 2013
Hearing and review of IIROC decision scheduled for mid-February
Motion to improve disclosure and confidentiality motion dismissed
The regulator hasn’t decided whether new exemptions, such as one for crowdfunding, are warranted
Should the OSC consider sources of revenue other than fees?
Are dealers getting what they need from the regulators?
OSC's Office of the Investor to remain a modest enterprise
Debra Foubert named chairwoman
Investors have launched a multimillion-dollar lawsuit against Talon and its directors
Regulator says accounting firm breached securities laws