Members will advise OSC staff on issues specific to small firms
Peter Sbaraglia hearing scheduled to start in June
OSC calls for comments on application and draft order
Office of the Investor to engage investors more effectively
It’s creating a research group and an Office of the Investor
Ontario regulator ordered a total of $60.4 million in penalties, disgorgement and costs
Regulators have asked the court to rule than an earlier order does not prevent them from distributing $59.875 million received from five investment dealers
Regulator alleges GMP executive assistant was “central figure” in million dollar scheme
Company failed to maintain an audit committee and didn’t file financial statements on time