The Ontario Securities Commission has unveiled three proposed rules it says are the latest efforts to reassure investors in the wake of U.S. financial reporting scandals.The new rules require: the CEO and chief financial officer of publicly traded companies to personally certify four times a year that their issuers’ annual and interim filings do not […]
Bates, Thakrar, Wigle
Saskatchewan rep engaged in trading in Ontario prior to being registered
Brown in Banff to address conference
Issues cease trade order against FEDI
OSC’s Brown says new regime will won’t ignore changes in U.S.
Duthie ordered to pay $90,000
OSC pleased with response to Web site
Firm agrees to redeem FFWD-98 investments
Director rises through the ranks