A hearing into the regulator's allegations is set for Jan. 20
Amendments include changes to suitability, know-your-client, conflict of interest and disclosure provisions
The plan to transfer oversight of the sector was first announced in 2017
At least 14 investors were defrauded in a trading scheme
The industry group said the CSA should revisit prospectus requirements
Both industry and investors approve of the OSC's burden-reduction reforms
The case involves a B.C. resident
Currently, the OSC is the only provincial regulator that can't issue blanket orders
Agreement aims to bolster investor protection and maintain market confidence
The director of the OSC's derivatives branch says the "work is almost done"