A report highlights possible reforms to address issues uncovered in volatile trading
SEC, DoJ allege investor misrepresentation, misappropriation
Leveraged and inverse ETFs may present risks that go beyond retail investors, Gary Gensler said
SEC, FINRA, NASAA join forces in investor protection push
Rule changes from 2020 enable SEC to ban frivolous filers from its tip award program
The regulator charged a trader for exploiting high volume to carry out a liquidity rebate scheme
Thousands of small trades over five years generated millions in profits, SEC alleges
Platform charged along with scheme's alleged perpetrators
So-called bond flippers prioritized over retail, institutional clients, regulator alleged
Agency pays near-record US$110 million to tipster