A tipster was awarded US$1.8 million for reporting misconduct committed overseas
The firm was fined US$950K for failing to comply with auditor independence rules
The guidance could curb the influence of proxy firms
Agency was accused of failing to disclose that it was paid by issuers to rate ICOs
Regulators approved amendments designed to simplify requirements and ease some restrictions
The regulator has charged 13 firms for abusive ADR practices, generating settlements of more than $427 million
The firm settled the case without admitting or denying the allegations
Allegations include defrauding investors and manipulating token prices
Investment banker alleged to have profited from knowledge about a planned acquisition
Advance notice of audit inspections was meant to help audit firm improve its performance