The group argues that the proposed rule, as it stands, is too weak in certain respects and too ambiguous in others
Republican congressman Christopher Collins of New York, his son and others were arrested for their roles in an alleged insider trading conspiracy
U.S. regulator adopts rules to enhance transparency and oversight of alternative trading systems
The updated rules would be designed to make it easier to pay financial rewards to tipsters
The revised agreement is aimed at addressing issues such as the regulation of swamps and security-based swaps
U.S. regulator adopts rule to modernize fund disclosure
Piwowar briefly served as acting SEC chairman
SALI aims to better equip investors to protect themselves against fraud
The U.S. regulator has also proposed introducing a mandatory new disclosure document that sets out the terms of advisory relationships
The information “strongly supported” several successful enforcement actions