Advisors can deliver better outcomes for their clients by getting ahead of their regulatory obligations
Technology solutions can help advisors meet compliance obligations
Regulation will begin to be phased in by this yearend
Experts weigh in on what the new CFRs mean for advisors and investors
The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients
The OSC released its statement of priorities for 2019-2020 on Thursday
The regulator says it will continue to work with the CSA on deferred sales charges and trailers to discount brokers
There’s support for the CSA’s proposals, but criticism of regulators
PMAC wants CSA to leave pooled funds out of client-focused reforms