Groundbreaking securities lawyer, Glorianne Stromberg, dies
Canada remained the last G20 country without conduct standards for OTC derivatives markets
Editorial: With their warning, the regulators acknowledged that pay-to-play awards are not harmless puffery
Regulators found firms are failing to identify and manage conflicts in clients' best interests
Report on industry conflicts to be published soon with CSA, CIRO
Low collection rates and potentially high administration costs raise concern
Editorial: regulators need to empower OBSI to help harmed investors
Conflict of interest concerns spark regulators' review
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
Follow these tips to protect your licence and reputation