Case to consider whether damages are owed, while data hasn't been misused
SEC, CFTC object to sustainability-related disclosure recommendation
Disciplinary committee concludes prop trades took advantage of client
Wholesalers allegedly provided reps with valuable tickets
Review highlights importance of managing integration, debt structures
Investors are being pushed to give up added protections, regulator says
Regulator revises capital treatment of crypto, signalling greater change coming
Structure could be more widely adopted, allowing efficiency gains
SRO crafting model to allow reps to use personal corporations
U.K. regulator seeks to reduce reporting burden, barrier to short activity