Retail investors allowed to qualify as pro investors due to weak controls
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Trading engine upgrade not matched by surveillance
Government highlights plans for innovation, consumer protection
Breaches of anti-money laundering rules revealed in compliance review
Reducing burdens, pushing growth and innovation brings risk: Moody's
Harmed investors will be able to make claims for share of sanctions, April 1
Targets have changed, but AML controls not being relaxed
New rules aim to make incident reporting easier, amid rising systemic risk
Regulators update policy on the use of non-GAAP financial measures