U.K. regulator seeks to enhance deterrence, investor confidence
Progress to address liquidity mismatch has been uneven, review finds
Financial sector funds now out of bounds for regulator's employees
Shareholder advocates have argued they haven't been able to participate fully when AGMs are online
Proposals aim to codify investor protections, enhance flexibility
The funding comes from enforcement sanctions
Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls
Regulator reports rise in scam alerts, misleading promos
Transition to be aided by expanding fiduciary requirements
Firms failed to ensure that all communications went through approved channels