Making life convenient for your clients is important, but protecting your licence and reputation is even more critical
Industry-wide database offers better monitoring for life insurers, MGAs
Conduct risks cannot be fully averted for such a large and diversified group
2013 compliance review uncovered “significant deficiencies
Report flags concerns with the cost of compliance
Report highlights shortcomings with relationship disclosure documents
U.S. regulator outlines 2015 priorities for compliance office
New tools have privacy features
Three sessions designed to strengthen compliance practices
Policies on anti-money laundering, privacy and disclosure are necessary