Although industry participants are generally onside with enhanced CE standards for advisors, there are some big concerns
The recommendations are also intended to make the proposal more consistent with the requirements set by other regulators
Switch to a shorter, two-year cycle and reduced credit requirements among proposals
The new framework defines the credentials deemed critical for advising wealthy clients
Advisor centre offers resources related to key topics including mutual fund fees, serving vulnerable investors, hot regulatory topics and tools and tips related to CRM2
The SRO is launching a second round of consultations on the actual rules that would impact mutual fund dealer reps
IIAC has a new series to help with client conversations
The new program will be officially rolled out in October in Madrid
Industry associations unite to strengthen training for independent advisors
The MFDA is seeking feedback on a variety of areas that may be included as part of a new, mandated CE requirement