This is the first enforcement action against a firm for failing to report details of trading in exchange-traded derivatives under the European Markets Infrastructure Regulation
Industry groups state the CSA's efforts to tighten conduct rules for derivatives dealers duplicate existing regulations
A new membership category, Limited Clearing Members, would allow certain buy-side firms to clear cash or repo trades directly through CDCC
Changes to derivatives guideline aim to reflect current practices for the risk-management of derivatives activities
LedgerX registered as derivatives clearing organization
The SRO’s proposed changes may result in higher margin requirements for certain institutional customers
The derivatives exchange operator says it will continue to maintain a “significant operation” in London
The firms says that they intend to cut clearing costs for customers
The government is proposing a rule targeting so-called “straddle” transactions, as well as allowing mark-to-market elections when derivatives are held on an income account
The regulator is following the lead many foreign regulators have taken to extend the deadline for firms to comply with certain new requirements