Order demands US$12.7 billion in disgorgement, investor restitution
Proposals seek to ease capital raising, bring back research bundling
Revisions seek to better align with global standards
Weaknesses in position reporting uncovered in compliance review
Exchange expands pricing mechanisms for digital assets
Proposals include circuit breaker requirements, standards for trade reporting
Strong debt issuance, M&A expected to be revenue drivers in the quarter
SRO integration and investor protection also on the agenda
Technical glitch prevented comprehensive trade surveillance by JP Morgan
Firm allegedly helped U.S. investors evade controls against offshore platforms