Local boots on the ground needed to defend investors, state regs tell Congress
Fund held securities, including oilsands companies, that it said were screened out
Agency issues opinion indicating that crypto novelties don't fall under securities law
Penalties imposed by U.S. PCAOB soar as volume of enforcement rises
Australian regulator seeks ideas for revitalizing listings, curbing risks
Activism focused on increased M&A activity is expected in 2025
Regulator details array of policy plans for federally regulated financials
Ex-rep sanctioned for providing disgruntled clients with false portfolio reports
Regulator proposes knowledge standards under new crypto regime
Transition risks ease in short-term, but longer term threats loom