Separate fund facts documents must be filed for each fund class or series
Simplified documents must be online and available to clients
Principles designed to assist regulators considering point of sale disclosure requirements
Study finds “serious unintended consequences” of disclosing individual managers’ positions to the market
Current reporting standard trails the rest of the world
The Ontario Securities Commission Thursday announced the new membership of the Continuous Disclosure Advisory Committee for 2011-2013.The committee advises OSC staff on a range of projects, including the planning, implementation and communication of the OSC’s review program, as well as policy and rule-making initiatives.Effective immediately, the committee members are:> Abbas Ali Khan, Fraser Milner Casgrain […]
Rule changes address relationship disclosure, conflicts of interest, suitability and performance reporting