Suggested improvements aimed at making Fund Facts document more understandable
CSA amendments address proposed changes to securities legislation
Many funds don’t disclose problems to investors
New process recognizes the need for a similar degree of transparency
Amendments aimed at ensuring consistency with new soft-dollar commission rules
Client-advisor relationship has become a key area of focus for regulators around the world, IIROC head says
The Office of the Superintendent of Financial Institutions has issued a draft guideline setting out disclosure obligations for defined contribution pension plans.In a letter sent Friday to DC plan administrators, OSFI said that the guideline is intended to inform the pension industry “of the general principles as well as more detailed requirements” that OSFI will […]
Number of continuous disclosure reviews up 28% in 2009
BetaPro report aims to eliminate confusion over leveraged ETFs
Guide identifies filing fees in all Canadian jurisdictions